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Self-regulatory organization
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#	Item
381	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FICC[removed]August 25, 2014 Self-Regulatory Organization; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change to Amend the G Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-08-26 09:47:54 Securities Financial markets Repurchase agreement Clearing Depository Trust & Clearing Corporation Federal Reserve System Futures contract Financial economics Finance Financial system
382	#..SEC-17 System name: Minutes Regarding Action Taken by the Commission-SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2007-08-24 13:15:59 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Self-regulatory organization Securities Fraud Deterrence and Investor Restitution Act United States securities law Financial regulation 73rd United States Congress
383	1 GIOVANNI P. PREZIOSO JACOB H. STILLMAN 2 ERIC SUMMERGRAD MARK R. PENNINGTON Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2002-09-19 11:31:47 73rd United States Congress Financial regulation Self-regulatory organization Federal Arbitration Act Securities Exchange Act U.S. Securities and Exchange Commission Financial system Securities regulation in the United States Arbitration United States securities law United States Securities and Exchange Commission Law
384	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Carmen Crépin Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-13 16:06:04 Securities Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
385	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-01 15:21:03 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Self-regulatory organizations Securities Financial regulation
386	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-07 12:51:07 Investment Industry Regulatory Organization of Canada Financial economics Financial system Business Finance Investment Self-regulatory organizations Securities Financial regulation
387	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-06 15:46:07 Investment Industry Regulatory Organization of Canada Business Self-regulatory organizations Securities Financial regulation
388	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Elsa Renzella Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-28 11:31:05 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
389	Enforcement Notice Hearing[removed]For further information, please contact: Enforcement Contact: Media Contact: Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-08-01 10:31:05 Securities Financial economics Financial system Business Self-regulatory organizations Financial regulation Investment Industry Regulatory Organization of Canada
390	Enforcement Notice Decision[removed]For further information, please contact: Enforcement Contact: Warren Funt Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-07-24 11:06:06 Financial regulation Investment Industry Regulatory Organization of Canada Securities Business Financial economics Due diligence Law Finance Self-regulatory organizations

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